Augmentum Fintech Plc – Holding(s) in the company
TR-1: Standard form for reporting large holdings
| NOTICE OF LARGE COMPANIES (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i | ||||||
| 1a. The identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii: | AUGMENTUM FINTECH PLC | |||||
| 1b. Please indicate whether the issuer is a non-UK issuer (mark with an “X” if applicable) | ||||||
| Issuer outside the UK | ||||||
| 2. Reason for the notice (mark the correct box or boxes with an “X”) | ||||||
| An acquisition or disposal of voting rights | X | |||||
| A purchase or disposal of financial instruments | ||||||
| An event that changes the distribution of voting rights | X | |||||
| Other (specify)iii: | ||||||
| 3. Information about the reporting party iv | ||||||
| Name | CANACCORD GENUITY GROUP INC | |||||
| City and country with registered office (if applicable) | VANCOUVER, CANADA | |||||
| 4. Full name of shareholder(s) (if different from 3.)v | ||||||
| Name | ACCOUNTANT | |||||
| City and country with registered office (if applicable) | As above | |||||
| 5. Date when the threshold was passed or reached: | 12 APRIL 2023 | |||||
| 6. Date issuer notified (DD/MM/YYYY): | 14 APRIL 2023 | |||||
| 7. Total positions for reporting obligation(s). | ||||||
| % of the voting rights attached to shares (total 8. A) | % of voting rights through financial instruments (total 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) | Total number of voting rights in the issuer (8.A + 8.B) vii | |||
| Resulting situation on the date when the threshold was passed or reached | 10.9530 | 10.9530 | 18,989,672 | |||
| Location of previous notification (if applicable) |
11.8938 | 11.8938 | ||||
| 8. Reported details of the resulting situation on the date the threshold was crossed or reached. | |||||||||
| A: Voting rights linked to shares | |||||||||
| Class/type of stock ISIN code (if possible) |
Number of voting rights six | % of the voting rights | |||||||
| Direct (DTR5.1) |
Indirectly (DTR5.2.1) |
Direct (DTR5.1) |
Indirectly (DTR5.2.1) |
||||||
| GB00BG12XV81 | 18,989,672 | 10.9530 | |||||||
| SUBTOTAL 8. A | 18,989,672 | 10.9530 | |||||||
| B 1: Financial instruments according to DTR5.3.1R (1) (a) | |||||||||
| Type of financial instrument | Expiration datex |
Exercise/ Conversion Periodxi |
Number of voting rights that can be acquired if the instrument is exercised/converted. |
% of the voting rights | |||||
| SUBSUM 8. B 1 | |||||||||
| B 2: Financial instruments with equivalent economic effect according to DTR5.3.1R (1) (b) | |||||||||
| Type of financial instrument | Expiration datex |
Exercise/ Conversion period xi |
Physical or cash settlementxii |
Number of voting rights | % of the voting rights | ||||
| SUBSUM 8.B.2 | |||||||||
| 9. Information in relation to the reporting party (tick current box with an “X”) |
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| A person who is subject to the reporting obligation is not controlled by any natural person or legal entity and does not control other companies that directly or indirectly have a stake in the (underlying) issuerxiii | ||||
| Full chain of controlled enterprises through which voting rights and/or financial instruments are effectively held from the ultimate controlling natural person or legal entity xiv (add more rows as needed) |
X | |||
| Namexv | % of the voting rights if it is equal to or higher than the reporting threshold | % of voting rights through financial instruments if it is equal to or higher than the notifiable threshold | Total of both if it is equal to or higher than the notifiable threshold | |
| Canaccord Genuity Group Inc. | 10.9530 | 10.9530 | ||
| Canaccord Genuity Wealth Group Holdings Limited | 10.9530 | 10.9530 | ||
| Canaccord Genuity Wealth Group Holdings (Jersey) Limited | 10.9530 | 10.9530 | ||
| Canaccord Genuity Wealth (International) Holdings Limited | 0.1837 | 0.1837 | ||
| Canaccord Genuity Wealth (International) Limited | 0.1837 | 0.1837 | ||
| Canaccord Genuity Wealth Group Limited | 10.7693 | 10.7693 | ||
| Canaccord Genuity Wealth Limited | 2.5477 | 2.5477 | ||
| Canaccord Genuity Asset Management Limited (formerly Hargreave Hale Limited) | 8.2216 | 8.2216 | ||
| 10. When voting by proxy, please identify: | ||||
| Name of authorized representative | ||||
| Number and % of voting rights | ||||
| The date until when the right to vote will be held | ||||
| 11. Additional Informationxvi | ||||
| The change in the share of the shares was partly due to the reduction in the total voting rights, following a buyback of shares by Augmentum Fintech plc on 12/04/2023. | ||||
| Place of completion | BLACKPOOL, ENGLAND |
| Date of completion | 14 APRIL 2023 |
